Securities Expert Witness
Areas of Expertise
High Yield Bonds, Alternative Investments, Annuities, Private Equity, Trading Away.
National Institutional Sales Manager responsible for recruiting and managing a nationwide sales force
Resident Sales Manager of a 100 person branch office
Regional Director for a 1,000 person region with revenues in excess of 200 million
Member of the Board of Directors of Smith Barney and Executive Vice-President of the Firm
Legal Experience & Services
Retained approximately 1700 times, given testimony on approximately 700 occasions in over 40 states.
Testified in State and Federal courts in various jurisdictions, in arbitration proceedings, in mediations and in SRO disciplinary hearings.
B.A. Magna Cum Laude, Dartmouth College