Forensic, General & Medical
Expert Witnesses

Securities Expert Witness

John D. Maine

John D. Maine

63 West Shore Rd
Belvedere, California 94920

Phone(415) 435-2712

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Expert Witness
John D. Maine, securities expert witness, consults and testifies regarding general industry customs and practices from a strong hands-on background.

Areas of Expertise

Additional Expertise:

High Yield Bonds, Alternative Investments, Annuities, Private Equity, Trading Away.

Consulting Practice

All States

More Information

About John D. Maine, Securities Disputes Expert Witness
CV John D. Maine, Investments Suitability Expert Witness
Clients John Maine, Investment Advisor Issues Expert Witness

Professional Experience

Retail Stockbroker
Institutional Salesperson
National Institutional Sales Manager responsible for recruiting and managing a nationwide sales force
Resident Sales Manager of a 100 person branch office
Regional Director for a 1,000 person region with revenues in excess of 200 million
Member of the Board of Directors of Smith Barney and Executive Vice-President of the Firm

Legal Experience & Services

Retained approximately 1700 times, given testimony on approximately 700 occasions in over 40 states.
Testified in State and Federal courts in various jurisdictions, in arbitration proceedings, in mediations and in SRO disciplinary hearings.


B.A. Magna Cum Laude, Dartmouth College

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