Forensic, General & Medical
Expert Witnesses

Securities Expert Witnesses

Securities Experts Testimony and Legal Consultants

Anytime an investment is offered in which a return is projected without active work being required of the investor, a security is likely to have been created. Securities include stocks, mutual funds, bonds and treasury obligations although the latter are exempt from regulation by the securities authorities. Derivatives of such securities including options are likewise likely to be securities. The most common broker offenses include churning (excessive trading of an account of which he has control for the purpose of earning commissions); transactions not suitable for the investor in view of his experience, financial situation or objectives; and unauthorized trading.




Market Consulting Corporation

Market Consulting Corporation
New York - Serving: No charge for travel time for testimony. Nationwide - Alabama, ...

Phone (888) 397-9867
Website www.market-consulting.com

Nationwide Securities, Options & Futures Expert Witnesses

Market Consulting Corporation offers expert financial and litigation consulting services to attorneys who represent plaintiffs/claimants and defendants/respondents nationally, including appearances in state and federal court in numerous states, various arbitration and commission proceedings and the U.S. Tax Court....

Charles W. Ranson Consulting, Inc.

Charles W. Ranson Consulting, Inc.
Florida - Serving: All States

Phone (561) 371-7570
Website www.charleswranson.com

Investment & Fiduciary Disputes Expert Witness

Chuck Ranson, The Wealth Management Expert Witness, has 30 years of real world experience in the financial services industry. He provides expert witness services in litigation, arbitration, mediation, and pre-litigation case evaluation related to disputes between financial services firms and investors. Having worked...

FEND Securities Expert Witness

FEND Securities Expert Witness
California - Serving: All States

Phone (310) 641-0377
Website www.fend.com

Securities Expert Witness in Arbitration and Litigation and FINRA Arbitrator

FEND Securities Expert Witness is a consultant in litigation and arbitration, nationally (22 states), involving securities, insurance and annuities. 321 arbitrations (700 retentions) since 1969, before NASD, FINRA, JAMS, AAA, NYSE, PSE & 85 mediations. Mr. Dinehart, RFC, is a FINRA Arbitrator and has qualified &...

Don Coker

Don Coker
Georgia - Serving: All States

Phone (770) 852-2286
Website expertwitness.lawinfo.com/expert/Bankexpert

Banking Consultant & Banking Industry Standard Procedures, et al., Expert Witness

Don Coker, based in the north metro Atlanta, Georgia area, offers nationwide bank consulting and expert witness services for all banking and finance areas including lending, deposit, and operations issues, trust, estate and probate issues, mortgage banking including subprime loans, economic damages, industry standards...

John D. Maine

John D. Maine
California - Serving: All States

Phone (415) 435-2712
Website johndmaine.com

Securities Expert Witness

John D. Maine, securities expert witness, consults and testifies regarding general industry customs and practices from a strong hands-on background.

Fulcrum Inquiry

Fulcrum Inquiry
California - Serving: All States

Phone (213) 787-4100
Website www.fulcrum.com

Damages, Appraisal, Accounting & Economics Expert Witnesses

Fulcrum Inquiry is a business and financial consulting firm. We have expertise in accounting, appraisal, economics, and finance. Our more experienced professionals regularly provide expert testimony, and have achieved outstanding results in this area.
Our careful economic analysis and industry research, presented...

Steve C. Burgess

Steve C. Burgess
California - Serving: All States

Phone (800) 731-8122
Website burgesslifeins.com

Life Insurance & Disability Insurance Expert Witness

Steve Burgess specializes in standard of care, claims, underwriting, agent practices, industry standards, suitability, and complex transactions. He also handles life insurance, disability insurance, annuity and securities matters. Mr. Burgess has held management and supervisory positions over 80 active agents. Working...

Consolidated Consultants Co.

Consolidated Consultants Co.
California - Serving: All States, International

Phone (800) 683-9847
Website www.freereferral.com

Free Expert Witness & Medical Expert Witness Referrals Nationwide

Consolidated Consultants, or CCc as it is widely known, is a national referral service for both the expert witness and medical expert fields. We have thousands of expert witnesses, as well as medical experts, in our directory. We are focused on providing complimentary first-rate referrals of expert witnesses and...

Charles Porten, CFA

Charles Porten, CFA
Connecticut - Serving: All States

Phone (203) 454-4615
Website www.CharlesPorten.com

Investment Advisor and Expert Witness

Charles Porten is a Registered Investment Advisor, Chartered Financial Analyst and investment expert with more than 30 years of experience in portfolio management of trust and advisory accounts, brokerage accounts, hedge funds and mutual funds, due diligence procedures and compliance issues.
He has extensive...

Kim Diamond's Warren Street Advisors, LLC

Kim Diamond's Warren Street Advisors, LLC
New York

Phone (917) 913-4831

CMBS, Commercial Real Estate, Structured Finance Products Expert Witness

Kim S. Diamond has a professional career spanning more than 25 years in commercial real estate finance and many areas of structured finance, including: commercial real estate debt; non-performing commercial mortgage loan debt resolution; commercial mortgage and CMBS servicing and special servicing; CMBS transactions...

William (Bill) Fender

William (Bill) Fender
Colorado - Serving: All States

Phone (303) 694-1900
Website www.expert-fiduciary.com

Fiduciary Duties and Responsibilities in Investment Management Expert Witness

William (Bill) Fender is a principal and senior investment consultant in a SEC registered investment adviser firm that provides investment consulting services on a fee-only basis to over $16 billion of individual, retirement plan and foundation investment portfolios pursuant to the Investment Advisers Act of 1940. He...

Craig A. Wolson, Esq.

Craig A. Wolson, Esq.
New York - Serving: All States

Phone (203) 858-4804
Website www.structuredfinanceexpert.com

Structured Finance and Derivatives Expert Witness

Craig A. Wolson is an experienced attorney specializing in structured finance and securitizations, including CDOs (cash, synthetic and hybrid), CLOs, CBOs, asset-backed securities, and asset-backed commercial paper; asset-based lending; secured loans; derivatives (including interest rate swaps, currency swaps,...

Pacific Management Consulting Group

Pacific Management Consulting Group
California - Serving: All States

Phone (619) 379-5561
Website www.pacificmanagementconsultinggroup.com

Chain Restaurant Earnings and Economics Expert Witness & Consultant

Pacific Management Consulting Group provides creative, detailed and useful management analysis, research and business solutions. We specialize in chain restaurant earnings and economics matters. Typical clients are anyone who needs detailed perspective about this sector, or who have need for deep, niche business...

MCS Associates - Management Consultants

MCS Associates - Management Consultants
California - Serving: All States

Phone (949) 263-8700
Website www.mcsassociates.com

Banking, Financial, Insurance, Securities, & Real Estate Expert Witnesses

MCS Associates is a nationally recognized consulting group that has provided financial, operations and regulatory/compliance consulting services to financial institutions, insurance companies and regulatory agencies as well as real-estate and financial services organizations nationwide for over 30 years.
Expert...

James W. Lovely, B.B.A., M.B.A., J.D.

James W. Lovely, B.B.A., M.B.A., J.D.
Florida - Serving: All States

Phone (863) 398-9898
Website www.fpexpert.com

Derivatives, Swaps and Structured Financial Products - Expert Witness & Consultant

James Lovely provides expert witness, litigation support and consulting services concerning swaps, derivatives and other capital markets products. He has both academic training and extensive and varied executive and legal career experience with financial products and in financial markets.
Mr. Lovely is...

AGFS

AGFS
Maryland - Serving: All states. Has testified as an expert on the finance industry ...

Phone (916) 761-3432
Website www.agfs.com

Municipal Bonds Expert Witness

Robert Doty provides litigation consulting and expert witness services regarding disclosure and due diligence in municipal bond transactions, and the roles and responsibilities of parties, including issuers, conduit borrowers, underwriters and dealers, municipal advisors and counsel (bond, underwriter, disclosure and...

Lehrer Financial and Economic Advisory Services

Lehrer Financial and Economic Advisory Services
Texas - Serving: All States

Phone (713) 972-7912
Website www.kennethlehrer.com

Litigation Support, Financial, Economic, Valuation Services

Dr. Kenneth E. Lehrer has been an independent Economist and Financial Consultant since 1980. He holds four degrees from New York University: Bachelor of Science (Finance), Master of Business Administration (Banking), Master of Arts (Economics) and a Doctorate in Urban Economics. After a career on the corporate lending...




  • Accelerant LLC

    Securities Litigation Expert Witness

    100 Park Avenue, 16th Floor
    Manhattan, New York
    Phone: (845) 605-1007
  • American Investigative Specialists

    Criminologist (Security Expert & Fraud Examiner)

    P.O. Box 951628
    Lake Mary, Florida
    Phone: (407) 323-7000
  • Analytic Resources, LLC

    Economics, Financial Valuations, Litigation Support and Expert Witness

    8 Lunar Drive
    Woodbridge, Connecticut
    Phone: (203) 397-8935
  • Anderson Economic Group, LLC

    Economic Damages, Finance, Business and Asset Valuation

    1555 Watertower Place
    East Lansing, Michigan
    Phone: (517) 333-6984
  • Ansbacher Experts

    Complex Securities Litigation Support

    4535 44th Street
    Apartment 3G
    Sunnyside, New York
    Phone: (917) 293-6767
  • Benjamin Blakeman, Esq.

    Life Insurance or Securities Compliance Expert

    3055 Wilshire Blvd., Ste. 405
    Los Angeles, California
    Phone: (888) 270-0051
  • Bernstein Crisis Management, Inc.

    Crisis Management Expert Witness

    180 S. Mountain Trail
    Sierra Madre, California
    Phone: (626) 355-7278
  • Bob Lawson, AIF®, CFE®, RFC®, LUTCF®

    Securities - Life Insurance - Annuity Expert Witness & Litigation Consultant - FINRA Arbitrator

    Barrington Capital Management, Inc.
    3800 American Boulevard W. Suite 1110
    Bloomington, Minnesota
    Phone: (800) 741-0704
  • BVA, LLC

    Business Valuation Analysis, Expert Witness and Litigation Support Services

    4 Daniels Farm Road No. 377
    Trumbull, Connecticut
    Phone: (203) 261-5519
  • Copley Investment Management

    Business and Finance Litigation Support and Expert Witness Services

    5025 B Wrightsville Ave.
    Wilmington, North Carolina
    Phone: (910) 452-7147
  • CRI Compliance

    Mortgage underwriting, RMBS due diligence, Bank Fraud, Litigation Support

    250 South End Ave
    Manhattan, New York
    Phone: (917) 568-0603
  • Danny F. Dukes and Associates, LLC

    Forensic Accounting, Expert Witness, Banking, Real Estate and Financial Matters

    101 Avalon Ct
    Canton, Georgia
    Phone: (770) 406-1820
  • Dolnik Consulting

    Litigation Consulting Firm

    2429 Bissonnet St # 406
    Houston, Texas
    Phone: (512) 879-8952
  • Epstein + Nach LLC

    Forensic Accountant, Auditor Liability, Accounting Malpractice Expert Witness

    225 West Illinois Street
    Suite 450
    Chicago, Illinois
    Phone: (312) 464-3520
  • ESA Consulting Services, LLC

    Accounting, Finance, Broker-Dealer, Securities, Valuation and Damages Expert Witness

    2010 West 49th Street
    Minneapolis, Minnesota
    Phone: (612) 325 1800
  • Expert Strategy Group

    Expert Witness Referral

    15511 Eastern Avenue
    Henderson, Nevada
    Phone: (800) 521-2877
  • Forensicon, Inc.

    Chicago Based, Computer Forensic & E-Discovery Expert Witnesses

    226 South Wabash Avenue
    Suite 300
    Chicago, Illinois
    Phone: (888) 427-5667
  • ForensisGroup Expert Witness Services

    Select Group of Forensic Business, Construction, Engineering, Medical, Scientific Expert Witnesses

    301 North Lake Avenue
    Suite 420
    Pasadena, California
    Phone: (626) 795-5000
  • Giandomenico (John) Rende

    Financial Markets Consultant and Expert Witness

    45 Via Barranca
    Greenbrae, California
    Phone: (415) 461-1865
  • Gregory G. Wimmer, CLU, ChFC, CSSC

    Life, Health and Annuity Expert Witness and Litigation Support Services

    3400 Pembrooke Parkway South
    Colleyville, Texas
    Phone: (817) 540-3141
  • Hempstead & Co. Inc.

    Business Valuations; Fairness Opinions; Damages

    807 Haddon Avenue
    Haddonfield, New Jersey
    Phone: (856) 795-6026
  • Insurance Metrics Corporation

    Insurance Expert, Actuarial Malpractice, Reinsurance Arbitrator, Property Casualty - Expert Witness

    301 Yamato Road, Suite 1240
    Boca Raton, Florida
    Phone: (561) 306-5072
  • IntegraFEC

    Financial and Economic Consulting Expert Witness

    1801 Lavaca Street, Suite 101
    Austin, Texas
    Phone: (512) 796-2618
  • Integrated Compliance Solutions Group, LLC

    Financial Regulatory Compliance Consultants & Expert Witnesses

    280 Trumbull Street, Floor 22
    Hartford, Connecticut
    Phone: (860) 566-8528
  • Integritas Financial Consulting

    Futures Regulatory, Compliance and Risk Management Expert Witness and Consultant

    601 South La Salle Street
    Suite 200
    Chicago, Illinois
    Phone: (312) 894-1041
  • Invest Securities Consulting, Inc.

    Securities Expert Witness

    301 Snowcrest Road
    Westcliffe, Colorado
    Phone: (719) 783-3230
  • Investigative Engineering of Virginia, A Division of Townes Site Engineering

    Traffic Crash Reconstruction, Fire Investigation & Structural Engineering Expert Witness

    9850 Lori Road, Suite 201
    Chesterfield, Virginia
    Phone: (804) 414-1009
  • Investment Strategy & Analysis, LLC

    Securities, Hedge Fund & Investments Expert Witness

    268 Bush Street, # 3631
    San Francisco, California
    Phone: (415) 845 7829
  • Investor Protection Services

    Securities Fraud Expert Witness

    PO Box 321
    Boca Raton, Florida
    Phone: (561) 351-3670
  • John A. Heyman, CPA

    Financial Accounting and SEC Reporting Expert Witness

    1079 Breakers West Way
    West Palm Beach, Florida
    Phone: (561) 790-5523
  • John J. Duval, Sr.

    Securities and Investment Arbitration Expert

    4 Creek Road
    Manchester, Maine
    Phone: (917) 734-0078
  • Judith Gross, JG Advisory Services LLC

    Expert on Hedge Fund and Private Equity Compliance, Related Operations

    200 East 27th Street
    Manhattan, New York
    Phone: (917) 929-0081




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