Securities and Investments Expert Witness
He has worked in investment research and portfolio construction, as a Managing Director at Arden Asset Management, and as a Senior Vice President at Guggenheim Partners. He has worked in prime broker risk management as a Managing Director at Bear Stearns. Prior to that he worked as a commissioned registered representative, a funding officer and as a credit analyst/loan officer.
Mr. Campbell received a Masters of Business Administration in Finance from the University of Chicago Booth Graduate School of Business and a Bachelor of Science in Finance Summa Cum Laude from Fordham University Gabelli School of Business.
He is an Approved FINRA Dispute Resolution Arbitrator, a Chartered Financial Analyst, a CERTIFIED FINANCIAL PLANNER, an Accredited Investment Fiduciary Analyst and a Securities Experts Roundtable Member.
He has held the following licenses: Series 7 - General Securities Representative, Series 55 - Equity Trader Representative, Series 63 - New York Uniform Agent and Series 65 - Uniform Investment Advisor.
Mr. Campbell's specialties include:
Inappropriate Asset Allocation
Breach of Fiduciary Duty
Uniform Prudent Investors Act
Elder Financial Abuse
Wasteful Dissipation of Marital Assets
Misrepresentations and Omissions
Failure to Supervise
Stocks, Bonds, Options and Futures
Exchange Traded Funds (Inverse and Leveraged)
Litigation Support Services
Mr. Campbell has served as a financial expert witness on behalf of defendants and plaintiffs in arbitrations and litigations. He has been retained by institutional investors, high net worth investors and large global diversified financial institutions.
Areas of Expertise
Uniform Prudent Investors Act, Annuities, Bonds, Breach of Fiduciary Duty, Damage Calculations, Exchange Traded Funds (Inverse and Leveraged), Fiduciary Duty, FINRA, Fixed Income, Inappropriate Asset Allocation, Investment Advisor, Investment Allocation, Investment Management, Liability, Marital Waste, Market-Adjusted Returns, Modern Portfolio Theory, Mutual Funds, Negligence, Out-of-Pocket Damages, Pension Investments, Portfolio Management, Risk Analysis, Risk Management, Suitability, Trading Analysis, Uniform Prudent Investor Act, Well-Managed Account, Municipal Bonds.
Kerry G. Campbell, CFA®, CFP®, AIFA® in the Social NetworksLinkedIn
Series 7 - General Securities Representative
Series 55 - Registered Equity Trader
Series 63 - Uniform Securities Agent
Series 65 - Uniform Investment Advisor
Chartered Financial Analyst
Certified Financial Planner
Accredited Investment Fiduciary Analyst
Approved FINRA Dispute Resolution Arbitrator
University of Chicago Booth School of Business
Fordham University Gabelli School of Business
B.S. Finance, Summa Cum Laude