Finra Expert Witnesses

As a Securities and Annuity Expert Witness and Litigation Support Consultant, my expertise lies in meticulously analyzing compliance manuals, correspondence, exchange rules, industry norms, and internal policies. I understand the ethical issues that frequently arise in a case and assist counsel in...

Robert N. Jones is a testifying expert in securities litigation matters. Rob specializes in Damage Calculations and Suitability Determinations. Rob has over 20 years of experience providing expert analysis, consultation and legal support services to individual investors and the attorneys who...

David has been providing arbitration, litigation and expert witness services at varying degrees since 2000 when David left Wachovia Securities to start Protegent, Inc. Protegent was the first company to automate the process of broker-dealer exception reporting, analysis, risk management and audit....