Forensic, General & Medical
Expert Witnesses

Securities Expert Witnesses

Anytime an investment is offered in which a return is projected without active work being required of the investor, a security is likely to have been created. Securities include stocks, mutual funds, bonds and treasury obligations although the latter are exempt from regulation by the securities authorities. Derivatives of such securities including options are likewise likely to be securities. The most common broker offenses include churning (excessive trading of an account of which he has control for the purpose of earning commissions); transactions not suitable for the investor in view of his experience, financial situation or objectives; and unauthorized trading.



Market Consulting Corporation

Market Consulting Corporation

New York - Serving: No charge for travel time for testimony. Nationwide - Alabama, ...

Phone (888) 397-9867
Website https://www.market-consulting.com/

Securities, Options & Futures Expert Witnesses

Market Consulting Corporation offers expert financial and litigation consulting services to attorneys who represent plaintiffs/claimants and defendants/respondents nationally, including appearances in state and federal court in numerous states, various arbitration and commission proceedings and the U.S. Tax Court....

Charles W. Ranson Consulting, Inc.

Charles W. Ranson Consulting, Inc.

Florida - Serving: All States

Phone (561) 371-7570
Website https://charleswranson.com/

Investment & Fiduciary Disputes Expert Witness

Chuck Ranson, The Wealth Management Expert Witness, has 30 years of real-world experience in the financial services industry. He provides expert witness services in litigation, arbitration, mediation, and pre-litigation case evaluation related to disputes between financial services firms and investors. Having worked...

Don Coker

Don Coker

Georgia - Serving: All States

Phone (770) 852-2286
Website https://www.hgexperts.com/expert-witness/don-coker-42801

Banking Consultant & Banking Industry Standard Procedures, et al., Expert Witness

Don Coker, based in the metro Atlanta, Georgia area, offers nationwide bank consulting and expert witness services for all banking and finance areas including lending, deposit, wire transfer, and operations issues, trust, estate and probate issues, mortgage banking including subprime loans, economic damages, industry...

Steve C. Burgess

Steve C. Burgess

California - Serving: All States

Phone (800) 731-8122
Website https://burgesslifeins.com

Life Insurance & Disability Insurance Expert Witness

Steve Burgess specializes in standard of care, claims, underwriting, agent practices, industry standards, suitability, and complex transactions. He also handles life insurance, disability insurance, annuity and securities matters. Mr. Burgess has held management and supervisory positions over 80 active agents. Working...

Fulcrum Inquiry

Fulcrum Inquiry

California - Serving: All States

Phone (213) 787-4100
Website https://www.fulcrum.com

Damages, Valuation & Accounting Expert Witnesses

Fulcrum Inquiry is a business and financial consulting firm. We have expertise in accounting, appraisal, economics, and finance. Our more experienced professionals regularly provide expert testimony, and have achieved outstanding results in this area.
Our careful economic analysis and industry research, presented...

Consolidated Consultants Co.

Consolidated Consultants Co.

California - Serving: All States, International

Phone (800) 683-9847
Website https://www.freereferral.com

Free Expert Witness & Medical Expert Witness Referrals Nationwide

Consolidated Consultants, or CCc as it is widely known, is a national referral service for both the expert witness and medical expert fields. We have thousands of expert witnesses, as well as medical experts, in our directory. We are focused on providing complimentary first-rate referrals of expert witnesses and...

Charles Porten, CFA

Charles Porten, CFA

Connecticut - Serving: All States

Phone (203) 454-4615
Website https://www.charlesporten.com

Investment Advisor and Expert Witness

Charles Porten is a Chartered Financial Analyst, investment expert, and former Registered Investment Advisor, with more than 30 years of experience in portfolio management of trust and advisory accounts, brokerage accounts, hedge funds and mutual funds, due diligence procedures and compliance issues.
He has an...

Craig A. Wolson, Esq.

Craig A. Wolson, Esq.

New York - Serving: All States

Phone (203) 858-4804
Website https://www.structuredfinanceexpert.com

Structured Finance and Derivatives Expert Witness

Craig A. Wolson is an experienced attorney specializing in structured finance and securitizations, including CDOs (cash, synthetic and hybrid), CLOs, CBOs, asset-backed securities, and asset-backed commercial paper; asset-based lending; secured loans; derivatives (including interest rate swaps, currency swaps,...

William (Bill) Fender

William (Bill) Fender

Colorado - Serving: All States

Phone (303) 694-1900
Website www.expert-fiduciary.com

Fiduciary Duties and Responsibilities in Investment Management Expert Witness

William (Bill) Fender is a principal and senior investment consultant in a SEC registered investment adviser firm that provides investment consulting services on a fee-only basis to over $16 billion of individual, retirement plan and foundation investment portfolios pursuant to the Investment Advisers Act of 1940. He...

Real Estate Expert Witnesses, LLC

Real Estate Expert Witnesses, LLC

Illinois - Serving: National and International

Phone (312) 620-2124
Website https://www.realestateexpertwitnesses.com/

Commercial Real Estate Expert Witness

Jeff Rothbart is a seasoned real estate executive with more than 15 years of direct experience in all aspects of commercial and residential real estate. Generally, Mr. Rothbart’s experience includes, but is not limited to, land and property acquisition, zoning and entitlements, development, general contracting,...

Pacific Management Consulting Group

Pacific Management Consulting Group

California - Serving: All States

Phone (619) 379-5561
Website www.pacificmanagementconsultinggroup.com

Restaurant Subject Matter Expert; Litigation Engagements

Pacific Management Consulting Group, and its principal, John A. Gordon, provides strategy, operations and financial management expertise relative to restaurants. This includes expert research, consulting and testimonial projects in federal state and Canada courts. Gordon is an independent analyst, certified as a...

ForensisGroup Expert Witness Services

ForensisGroup Expert Witness Services

California - Serving: All States and International Services

Phone (626) 795-5000
Website https://www.forensisgroup.com/

Select Group of Forensic Business, Construction, Engineering, Medical, Scientific Expert Witnesses

For over 25 years, ForensisGroup has provided the nation’s top law firms, insurance agencies, government entities and many other industries with highly qualified expert witnesses and consultants. Our success in placing experts in over 10,000 cases begins with our selective screening process. For our own internal...

MCS Associates - Management Consultants

MCS Associates - Management Consultants

California - Serving: All States

Phone (949) 263-8700
Website www.mcsassociates.com

Banking, Finance, Insurance, Securities, Real Estate & Economics/Damages Expert Witnesses

MCS Associates is a nationwide specialist consulting and expert witness company (est. 1973) that concentrates exclusively in banking, finance, insurance, securities/investments, financial services, real estate, and related economic and damages matters.
Expert Witness and Litigation Consulting have been the primary...

James W. Lovely, B.B.A., M.B.A., J.D.

James W. Lovely, B.B.A., M.B.A., J.D.

Florida - Serving: All States

Phone (863) 398-9898
Website www.fpexpert.com

Derivatives, Swaps and Structured Financial Products - Expert Witness & Consultant

James Lovely provides expert witness, litigation support and consulting services concerning swaps, derivatives and other capital markets products. He has both academic training and extensive and varied executive and legal career experience with financial products and in financial markets.
Mr. Lovely is...

Kerry G. Campbell, CFA®, CFP®, AIFA®

Kerry G. Campbell, CFA®, CFP®, AIFA®

New York - Serving: All States

Phone (718) 273-4905
Website www.kerrycampbell.net

Securities and Investments Expert Witness

Mr. Campbell has over 30 years of financial industry experience. He is the principal of a financial litigation and investment management consulting firm, Kerry Campbell LLC, where he serves as a financial expert witness during litigations and provides consulting services to financial institutions and investors.
He...

AGFS

AGFS

Maryland - Serving: All states. Has testified as an expert on the finance industry ...

Phone (916) 761-3432
Website www.agfs.com

Municipal Bonds Expert Witness and Municipal Advisor Expert Witness

Robert Doty provides litigation consulting and expert witness services regarding disclosure and due diligence in municipal bond transactions, and the roles and responsibilities of parties, including issuers, conduit borrowers, underwriters and dealers, municipal advisors and counsel (bond, underwriter, disclosure and...

Lehrer Financial and Economic Advisory Services

Lehrer Financial and Economic Advisory Services

Texas - Serving: All States

Phone (713) 972-7912
Website lehecoserv.com/

Litigation Support, Financial, Economic, Valuation Services

Dr. Kenneth E. Lehrer has been an independent Economist and Financial Consultant since 1980. He holds four degrees from New York University: Bachelor of Science (Finance), Master of Business Administration (Banking), Master of Arts (Economics) and a Doctorate in Urban Economics. After a career on the corporate lending...

FEND Securities Expert Witness

FEND Securities Expert Witness

California - Serving: All States

Phone (310) 641-0377
Website www.fend.com

Securities Expert Witness in Arbitration and Litigation and FINRA Arbitrator

FEND Securities Expert Witness is a consultant in litigation and arbitration, nationally (22 states), involving securities, insurance and annuities. 356 arbitrations (700 retentions) since 1969, before NASD, FINRA, JAMS, AAA, NYSE, PSE & 100+ mediations. Mr. Dinehart, RFC, is a FINRA Arbitrator and has qualified &...

Accelerant LLC

Manhattan, New York

Securities Litigation Expert Witness

Phone (845) 605-1007

Jack Duval is the Managing Partner and an expert witness at Accelerant, a securities litigation consulting boutique. He has broad and deep experience in complex investments and strategies, including: hedge funds, fund-of-funds, liquid alternatives, private equity, venture capital, managed futures,...

American Investigative Specialists

Lake Mary, Florida

Criminologist (Security Expert & Fraud Examiner)

Phone (407) 323-7000

American Investigative Specialists founded by Ronald F. Worst - Criminologist (Security Expert & Fraud Examiner) based in Orlando, Florida provides over 13 years of experience as a Security Expert Witness and Fraud Examiner to both Plaintiff (50%) and Defense (50%) attorneys with cases on...

Analytic Resources, LLC

Woodbridge, Connecticut

Economics, Financial Valuations, Litigation Support and Expert Witness

Phone (203) 397-8935

Analytic Resources, LLC is an economic consulting company that provides economic, financial and statistical analysis, policy evaluation, litigation support and expert testimony. We have extensive experience providing expert testimony and consulting services in damages analysis, valuation of closely...

Anderson Economic Group, LLC

East Lansing, Michigan

Economic Damages, Finance, Business and Asset Valuation

Phone (517) 333-6984

Anderson Economic Group LLC--with offices in Chicago, Dallas, and East Lansing--provides expert witness services along with research and consulting in the fields of economics, finance, market studies, and public policy. We have specific expertise in economic damages, lost profit calculations,...

Ansbacher Experts

Sunnyside, New York

Complex Securities Litigation Support

Phone (917) 293-6767

Ansbacher provides expert witness, litigation support and project management for complex securities litigation. Areas of expertise include: hedge funds, derivatives, suitability issues, financial markets, and risk management.

Bekker Compliance Consulting Partners, LLC

Porter Ranch, California

Forensic Audit Services

Phone (818) 836-1291

Bekker Compliance Consulting Partners, LLC (BCCP) is a full-service consulting and training firm that specializes in providing customized global solutions to the financial services industry. BCCP is also actively engaged in global financial sector modernization, private sector development, and...

Benjamin Blakeman, Esq.

Los Angeles, California

Life Insurance or Securities Compliance Expert

Phone (888) 270-0051

Bernstein Crisis Management, Inc.

Sierra Madre, California

Crisis Management Expert Witness

Phone (626) 355-7278

Bernstein Crisis Management, Inc. is a national consultancy providing 24/7 access to its president, Jonathan Bernstein, and a network of carefully screened and highly experienced crisis management experts who are on call nationwide and in many markets overseas. Bernstein Crisis Management engages...

Bob Lawson, AIF®, CFE®, RFC®, LUTCF®

Bloomington, Minnesota

FINRA & Securities Expert Witness - FINRA Mediator & Arbitrator - Mediation Consultant

Phone (800) 741-0704

As a Securities and Annuity Expert Witness and Litigation Support Consultant, my expertise lies in meticulously analyzing compliance manuals, correspondence, exchange rules, industry norms, and internal policies. I understand the ethical issues that frequently arise in a case and assist counsel in...

BVA, LLC

Trumbull, Connecticut

Business Valuation Analysis, Expert Witness and Litigation Support Services

Phone (203) 261-5519

BVA, LLC's managing member and founder of Pension Governance, LLC, Dr. Mangiero provides investment risk and valuation consulting for pension trustees, regulators, audit and compliance firms, hedge fund professionals, and attorneys. She also provides a variety of litigation support services such as...

Copley Investment Management

Wilmington, North Carolina

Business and Finance Litigation Support and Expert Witness Services

Phone (910) 452-7147

Copley Investment Management provides litigation support in the areas of Business Valuations, Finance, and Economics.

CRI Compliance

Manhattan, New York

Mortgage underwriting, RMBS due diligence, Bank Fraud, Litigation Support

Phone (917) 568-0603

Danny F. Dukes and Associates, LLC

Canton, Georgia

Forensic Accounting, Expert Witness, Banking, Real Estate and Financial Matters

Phone (770) 406-1820

DF Dukes and Associates, LLC provides financial services and litigation support to attorneys, businesses and individuals. We have provided clients with internal control reviews, which have included fraud prevention, as well as fraud detection. ; Our founder has over 28 years in the financial...

Dolnik Consulting

Houston, Texas

Litigation Consulting Firm

Phone (512) 879-8952

Epstein + Nach LLC

Chicago, Illinois

Forensic Accountant, Auditor Liability, Accounting Malpractice Expert Witness

Phone (312) 464-3520

Dr. Barry Jay Epstein, CPA, CFF, a Principal at Epstein + Nach LLC, is a forensic accounting expert concentrating on financial reporting fraud, securities fraud, accountant malpractice, auditor liability, and white collar defense. He is an expert and frequent author on Generally Accepted Accounting...

ESA Consulting Services, LLC

Minneapolis, Minnesota

Accounting, Finance, Broker-Dealer, Securities, Valuation and Damages Expert Witness

Phone (612) 325 1800

ESA Consulting Services, LLC is headed by Edward Adams, a professor of Law and Finance at a top twenty law and business school. He has consulted and testified on a variety of high profile matters. He has 20+ years of experience in the areas of bankruptcy, accounting and finance, broker-dealer...

Experts Counsel Inc.

St. Petersburg, Florida

Securities and Stockbroker Misconduct

Phone (813) 943-2386

Forensicon, Inc.

Chicago, Illinois

Chicago Based, Computer Forensic & E-Discovery Expert Witnesses

Phone (888) 427-5667

Forensicon, Inc. is a computer forensics firm specializing in intellectual property, internal investigations, and employment litigation. We have worked with numerous Fortune 500 companies and many of the largest law firms in the country. A quarter of the top 25 Law Firms in the U.S. have relied...

Giandomenico (John) Rende

Greenbrae, California

Financial Markets Consultant and Expert Witness

Phone (415) 461-1865

Giandomenico (John) Rende's expertise covers virtually all areas related to investments in stocks, options, fixed income, mutual funds, insurance products, futures, etc. Rende has been a manager and an investment consultant with over forty-five years of experience in the securities and derivatives...

Gregory G. Wimmer, CLU, ChFC, CSSC

Colleyville, Texas

Life, Health and Annuity Expert Witness and Litigation Support Services

Phone (817) 540-3141

Gregory G. Wimmer has over 39 years in the life, health and annuity business and has actual experience in many facets of the industry. As an agent, supervisor/manager and General Agent and agency owner responsible for hiring, training, recruiting, managing, underwriting and claims affords me the...

Hempstead & Co. Inc.

Haddonfield, New Jersey

Business Valuations; Fairness Opinions; Damages

Phone (856) 795-6026

Hempstead & Co. is a financial consulting firm specializing in business valuations, corporate appraisals, fairness opinions, intangible asset appraisals and economic damages analysis. Our services are used in connection with estate tax matters, financial transactions, ESOPs, shareholder...

Insurance Metrics Corporation

Boca Raton, Florida

Insurance Expert, Actuarial Malpractice, Reinsurance Arbitrator, Property Casualty - Expert Witness

Phone (561) 306-5072

Insurance Metrics Corporation provides expert witness testimony for insurance-based litigation. Our clients include law firms representing plaintiffs, the defense and liquidators. William D. Hager, founder of Insurance Metrics, is a seasoned industry and regulatory executive who brings a...

IntegraFEC

Austin, Texas

Financial and Economic Consulting Expert Witness

Phone (512) 796-2618

IntegraFEC is a consulting and analytical research group that specializes in exposing financial fraud. We use econometric methods and statistical analysis to solve data intensive problems. Our team of highly qualified quants and analysts with advanced degrees enable us to understand and evaluate...

Integrated Compliance Solutions Group, LLC

Hartford, Connecticut

Financial Regulatory Compliance Consultants & Expert Witnesses

Phone (860) 566-8528

ICSGroup provides regulatory compliance services to registered investment advisors, including advisors to public pension plans, private equity funds, hedge funds and fund of funds. We help our clients meet regulatory expectations and enhance investor confidence by creating risk appropriate...

Integritas Financial Consulting

Chicago, Illinois

Futures Regulatory, Compliance and Risk Management Expert Witness and Consultant

Phone (312) 894-1041

Providing a broad base of advisory, expert, and consulting services, Carl Gilmore uses the full weight of his 25 years of experience to advocate for you. He has extensive securities, commodities, and futures brokerage, executive, legal, risk management, operations, compliance, and regulatory...

Invest Securities Consulting, Inc.

Westcliffe, Colorado

Securities Expert Witness

Phone (719) 783-3230

I have been a securities fraud expert witness for over 35 years. I have been hired over 1,100 times and have given sworn testimony over 650 times. My clients are typically: investors, lawyers, brokers, financial advisers, and brokerage firms. My clients have received over $36 million in awards. I...

Investigative Engineering of Virginia, A Division of Townes Site Engineering

Chesterfield, Virginia

Traffic Crash Reconstruction, Fire Investigation & Structural Engineering Expert Witness

Phone (804) 414-1009

Investigative Engineering (I-ENG-A) of Central Virginia is a multi-disciplined engineering and fire investigation company specializing in traffic crash reconstruction and forensic consulting. We provide highly qualified experts in an effort to determine what happened and why. Our experts analyze...

Investment Strategy & Analysis, LLC

San Francisco, California

Securities, Hedge Fund & Investments Expert Witness

Phone (415) 845-7829

Investment Strategy & Analysis, LLC is an entity wholly-owned by Martin Dirks that provides consulting services in the areas of finance, investment and strategic planning. ; Our clients include corporations, investors and attorneys, for whom expert witness services are also provided.; Martin...

John A. Heyman, CPA

West Palm Beach, Florida

Financial Accounting and SEC Reporting Expert Witness

Phone (561) 790-5523

John A. Heyman, CPA is a SEC accounting and financial reporting specialist with 30 years of public accounting and SEC experience. He is formerly the national SEC director and a senior technical partner of BDO Seidman, LLP and a SEC Professional Accounting Fellow. Mr. John Heyman is also a member of...

John J. Duval, Sr.

Manchester, Maine

Securities and Investment Arbitration Expert

Phone (917) 734-0078

retired from Merrill Lynch, FINRA arbitrator, mediator, expert in all areas of wall street activities. Previous work included SEC. Have been expert for 13 years. Areas of expertise: annuities, life insurance, portfolio management, branch office and district-level supervision and compliance, trusts,...

Judith Gross, JG Advisory Services LLC

Manhattan, New York

Expert on Hedge Fund and Private Equity Compliance, Related Operations

Phone (917) 929-0081

Experienced finance and securities attorney with 25+ years experience on Wall Street in compliance, legal and management capacities. Principal of JG Advisory Services, a consulting firm primarily assisting hedge fund and private equity registered investment advisers on regulatory compliance. Broad...

Keegan & Company LLC

Rye, New York

Marketing Expert Witnesses

Phone (914) 967-9421

Keegan & Company provides litigators with expert counsel and testimony on a wide range of marketing, consumer behavior research, intellectual property, and economic issues. From consumer surveys to international business, attorneys rely on our service and expertise to attain winning results for...






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