Find an Expert Witness

Forensic, General & Medical
Expert Witnesses

Securities Expert Witnesses

Anytime an investment is offered in which a return is projected without active work being required of the investor, a security is likely to have been created. Securities include stocks, mutual funds, bonds and treasury obligations although the latter are exempt from regulation by the securities authorities. Derivatives of such securities including options are likewise likely to be securities. The most common broker offenses include churning (excessive trading of an account of which he has control for the purpose of earning commissions); transactions not suitable for the investor in view of his experience, financial situation or objectives; and unauthorized trading.



Securities Claims Management, LLC

Charlottesville, Virginia

Securities Litigation Expert Witness and Consultant

Phone (434) 760-1966

Robert N. Jones is a testifying expert in securities litigation matters. Rob specializes in Damage Calculations and Suitability Determinations. Rob has over 20 years of experience providing expert analysis, consultation and legal support services to individual investors and the attorneys who...

Integrated Compliance Solutions Group, LLC

Hartford, Connecticut

Financial Regulatory Compliance Consultants & Expert Witnesses

Phone (860) 566-8528

ICSGroup provides regulatory compliance services to registered investment advisors, including advisors to public pension plans, private equity funds, hedge funds and fund of funds. We help our clients meet regulatory expectations and enhance investor confidence by creating risk appropriate...

Ted Sturtz

Plainfield, New Jersey

Commercial and Financial Expert Witness -New York and New Jersey-based

Phone (908) 757-3936

25 years of commercial and financial experience primarily in investment banking working in numerous functions and covering vast array of industries.

Accelerant LLC

Manhattan, New York

Securities Litigation Expert Witness

Phone (845) 605-1007

Jack Duval is the Managing Partner and an expert witness at Accelerant, a securities litigation consulting boutique. He has broad and deep experience in complex investments and strategies, including: hedge funds, fund-of-funds, liquid alternatives, private equity, venture capital, managed futures,...

IntegraFEC

Austin, Texas

Financial and Economic Consulting Expert Witness

Phone (512) 796-2618

IntegraFEC is a consulting and analytical research group that specializes in exposing financial fraud. We use econometric methods and statistical analysis to solve data intensive problems. Our team of highly qualified quants and analysts with advanced degrees enable us to understand and evaluate...

Lakewood Mortgage Advisors, LLC

Lakewood, Colorado

Mortgage Underwriting Expert Witness

Phone (303) 667-8531

The Lakewood team has extensive experience with Residential Mortgage Backed Securities (RMBS) litigation, cases based on alleged breaches of representations and warranties, and whole loan repurchase litigation. Past roles in litigation have included expert witness, report writing, project...

M.M. Dillon & Co.

Greenwich, Connecticut

Investment Banking Expert Witness

Phone (203) 569-6823

We are a full service investment banking firm with substantial experience in being an expert witness related to mergers, acquisitions, capital markets, securities, valuations, solvency, make whole premiums and private equity. We have been involved in the past four years in cases with more than $50...

John J. Duval, Sr.

Manchester, Maine

Securities and Investment Arbitration Expert

Phone (917) 734-0078

retired from Merrill Lynch, FINRA arbitrator, mediator, expert in all areas of wall street activities. Previous work included SEC. Have been expert for 13 years. Areas of expertise: annuities, life insurance, portfolio management, branch office and district-level supervision and compliance, trusts,...

Martin Property Research, Inc.

Denver, Colorado

Commercial Real Estate Valuation Expert Witness Testimony and Deposition

Phone (303) 808-8951

Martin Property Research, Inc. provides commercial real estate valuation, analytical, consulting and related services. We offer expert witness valuation review, appraisal, and related testimony-deposition services as well. We also offer property-level analysis including ARGUS-based analyses and...

Bekker Compliance Consulting Partners, LLC

Porter Ranch, California

Forensic Audit Services

Phone (818) 836-1291

Bekker Compliance Consulting Partners, LLC (BCCP) is a full-service consulting and training firm that specializes in providing customized global solutions to the financial services industry. BCCP is also actively engaged in global financial sector modernization, private sector development, and...

Super Computer Consulting, Inc.

Northbrook, Illinois

Financial Derivatives, Structured Products, Hedge Funds - Expert Witness

Phone (847) 562-0600

We specialize in the research, application, implementation, and exposition of complex derivatives, structured products, risk management, and hedge funds.

Copley Investment Management

Wilmington, North Carolina

Business and Finance Litigation Support and Expert Witness Services

Phone (910) 452-7147

Copley Investment Management provides litigation support in the areas of Business Valuations, Finance, and Economics.

CRI Compliance

Manhattan, New York

Mortgage underwriting, RMBS due diligence, Bank Fraud, Litigation Support

Phone (917) 568-0603

Dolnik Consulting

Houston, Texas

Litigation Consulting Firm

Phone (512) 879-8952

Paragon Advisory Services, Inc.

Darien, Connecticut

Business Enterprise, Debt & Equity Securities Valuation Expert Witness

Phone (203) 655-6892

Benjamin Blakeman, Esq.

Los Angeles, California

Life Insurance or Securities Compliance Expert

Phone (888) 270-0051





Find an Expert Witness